CFA® Exam Level I: Ethical and Professional Standards

CFA® Exam Level I: Ethical and Professional Standards

April 29, 2021 2023-03-23 1:30

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Abidance by the Code of Ethics and the Standards of Professional Conduct 2 min

Standard I(D): Misconduct Examples 1 min

Standard III(E): Preservation of Confidentiality 2 min

Ethics and Trust in the Investment Profession 1 Video

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Introduction to Ethics in the Investment Profession 12 min

Code of Ethics and Standards of Professional Conduct 1 Video

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Abidance by the Code of Ethics and the Standards of Professional Conduct 12 min

Guidance for Standards I–VII & Ethics Application 20 Videos | 1 Quiz

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Standard I(A): Knowledge of the Law 5 min

Standard I(B): Independence and Objectivity 7 min

Standard I(C): Misrepresentation 6 min

Standard I(D): Misconduct 2 min

Standard II(A): Material Nonpublic Information 7 min

Standard II(B): Market Manipulation 3 min

Standard III(A): Loyalty, Prudence, and Care 8 min

Standard III(B): Fair Dealing 10 min

Standard III(C): Suitability 7 min

Standard III(D): Performance Presentation 4 min

Standard III(E): Preservation of Confidentiality 4 min

Standard IV(A): Loyalty 7 min

Standard IV(B): Additional Compensation Arrangements 2 min

Standard IV(C): Responsibilities of Supervisors 5 min

Standard V(A): Diligence and Reasonable Basis 7 min

Standard V(B): Communication With Clients and Prospective Clients 5 min

Standard V(C): Record Retention 4 min

Standard VI(A): Disclosure of Conflicts 7 min

Standard VI(B): Priority of Transactions 4 min

Standard VI(C): Referral Fees 3 min

Introduction to the Global Investment Performance Standards (GIPS) 2 Videos | 1 Quiz

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Introduction to the Global Investment Performance Standards (GIPS) 3 min

GIPS Features and Compliance 6 min

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